Wiley Series 99 Securities Licensing Exam Review 2020 + Test Bank

<p><b>The go-to guide to acing the Series 99 Exam!</b><br /> <br /> Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations functions, investor protection and market integrity regulations, identifying and escalating regulatory red-flag issues to the appropriate person in a firm, and professional conduct and ethical standards. There are no prerequisites for the Series 99 Exam, but all candidates must be sponsored by a FINRA member firm.<br /> <br /> Created by the experts at The Securities Institute of America, Inc., <i>Wiley Series 99 Exam Review 2020</i> arms you with everything you need to pass this challenging 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you’re prepared mentally and strategically to take the test, it provides:</p> <ul> <li>Dozens of examples</li> <li>Assorted practice questions for each subject area covered in the exam</li> <li>Priceless test-taking tips and strategies</li> <li>Helpful hints on how to study for the test, manage stress, and stay focused</li> </ul> <p><i>Wiley Series 99 Exam Review 2020</i> is your ticket to passing the Series 99 test on the first try—with flying colors!</p>