Wiley Series 4 Securities Licensing Exam Review 2020 + Test Bank

<p><b>The go-to guide to acing the Series 4 Exam! <br /> <br /> </b></p> <p>The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate’s knowledge of the rules and statutory provisions applicable to the supervisory management of a firm’s options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm’s options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.<br /> <br /> Created by the experts at the Securities Institute of America, Inc., <i>Wiley Series 4 Exam Review 2020</i> arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you’re prepared mentally and strategically to take the test, it provides:</p> <ul> <li>Dozens of examples</li> <li>Assorted practice questions for each subject area covered in the exam</li> <li>Priceless test-taking tips and strategies</li> <li>Helpful hints on how to study for the test, manage stress, and stay focused</li> </ul> <p><i>Wiley Series 4 Exam Review 2020</i> is your ticket to passing the Series 4 test on the first try—with flying colors!</p>